Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
ever-growing asset management business by, for example, relaxing several requirements. In so doing, appropriate investor protection is maintained, and more investment choices promoted.? Such amendments
such solicitor to ensure proper legal protection. A list of licensees is available at the SEC?s website (www.sec.or.th) while a list of those not licensed by the SEC can be viewed under ?Investor Alert
regulations will be amended to support the conversion which will be beneficial to investors and facilitate the private sector?s investment expansion without compromising investor protection,? concluded Mr
facilitate existing agricultural futures business operators to continually provide services on agricultural commodities futures traded on TFEX. Meanwhile, investor protection will not be compromised and
protection. Once informed of the incident, the SEC hastened to coordinate with all related parties domestically and internationally. The solution concluded from the meeting is of investor focus and will help
enhance client asset protection in line with international standards. The revision would allow the companies to manage client assets by (1) depositing or investing in certificates of deposits (CDs) issued
-1199.To ensure proper legal protection, those who are interested in making investment in derivatives are strongly advised to check whether the soliciting companies are authorized by the SEC or the
campaigns to promote investor education and protection, creating awareness about finance and investment among investors globally. This activity aligns with the SEC's goal of ensuring Thai people have good