work system that prevents the use of client assets in the company’s custody to engage in any activities or seek benefits, regardless of the means. This includes putting in place separate accounts for

, they must establish a separate legal entity for this service. Additionally, they must not use any names or information that could mislead the public into believing that they are engaged in a digital

custody system by ensuring that client assets denominated in Thai baht are kept separate from the company’s assets and establishing an efficient system for the deposit and withdrawal of monetary assets;  (3

impose civil sanction on the eight offenders. In this regard, (1) PCL, (2) Pranay, (3) Manish and (5) Amit were ordered to pay a separate civil penalty of 500,000 baht while (4) PAPL was ordered to pay

Committee imposed a separate fine of 999,999.99 baht. (3) RCI price manipulation: The SEC, on December 28 2010, filed a criminal complaint against Adirek Umbangtalad with the Department of Special

types of securities to support strategic fund mobilization and accommodate new product launches; (4)   To divide intermediary supervisory units with separate focuses on development and inspection; (5

and GCB employ same group of employees and use the same warehouses for distribution, therefore it is not possible to separate the business of these two companies. Moreover, both FKRM and GCB are the

Collective Investment Scheme and Conditions after Approval __________________ Chapter 1 Procedure for Submission of Application __________________ 5 Clause 10 The applicant submitting an application for

profit after tax stated in the separate financial statements and after deduction for legal reserves. In this regard, the Company will consider financial performance, financial position, liquidity

dividend policy of at least 60% of its net profit after tax stated in the separate financial statements and after deduction for legal reserves. In this regard, the Company will consider financial performance