relevant matters: (1) the regulator of the foreign service provider is located in a country that has participated in the Financial Sector Assessment Program (FSAP) and received the assessment results not
pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their performance of
market will pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their
will not only benefit investor contacts in their performance of duties but also provide investors with better quality services. In cases where securities companies assign their investor contacts to
subsidiaries: Company Business % of shares held by AEONTS 1). AEON Specialized bank (Cambodia) Private Company Limited (“ASB Cambodia”) Retail Finance 50% 2). AEON Insurance Service (Thailand) Company Limited
) Private Company Limited (“ASB Cambodia”) Retail Finance 50% 2). AEON Leasing Service (Lao) Company Limited (“ALS Lao”) Retail Finance 92.58% 3). AEON Microfinance (Myanmar)Company Limited (“AMF Myanmar
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consultants and three branch managers of LBDU agent transactions, and review the total balance in the confirmation document sent from the responsible asset management company. In any case, investors should not
should not leave their fund passbooks and savings passbooks with https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6552 SEC suspends three investment consultants for failing to perform duties with
branch managers of LBDU agent transactions, and review the total balance in the confirmation document sent from the responsible asset management company. In any case, investors should not leave their fund