(Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval & Qualifications (Section 90, 91) |- Audit Committee (Section 89/25

Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval & Qualifications (Section 90, 91) |- Audit Committee (Section 89

maintain net capital in compliance with the governing law and its inappropriate and insufficient management structure and personnel, Zipmex may be liable to offenses related to client assets, which may

as a growth incentive. For example, investment of institutional investors in ESG complying companies, ESG education of capital market business personnel, investors and the public, and activities of

arenas and builds confidence of Thai and foreign investors, (2) creating proactiveness and expanding knowledge of Thai capital market personnel regarding international market developments, (3

suspend the use of their data. Controllers  and processors of such data must then have the appropriate personnel and working system for the aforementioned rights as stipulated by the laws to avoid

personnel with knowledge, expertise and credibility among general investors, their misconduct in this case is a serious offense, affecting the reliability of the capital market in a significant manner

of the Penal Code. In addition, as Sippakorn and Jantharapa are also capital market personnel, their involvements with the aforesaid share manipulation are subject to SEC?s consideration. (2) SAMART

pleased to support this Project to promote financial literacy and saving discipline among working-age population and will put our efforts to improve quality of personnel and capital market services to

individuals are banned from engaging in or associating with any securities or derivatives business firm and their registrations with the SEC as securities business personnel have been revoked.  The findings in