licensed to undertake securities business in the category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities
undertake securities business in the category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities underwriting without
Auditors of Securities Companies, dated May 18, 1992, shall be repealed. Clause 2. In this Notification: “Securities company” means a securities company licensed to operate securities business in the
disputes incidental to or resulted from the derivatives business. Such written agreement shall be made at the first opportunity possible but shall not exceed one year as from the date this Notification
Khon Kaen Smart City Project under which technology is applied to develop the city’s internal management systems such as the public transport system. As a result, it is one of the provinces with high
One of the SEC Strategic Plan’s goals is to build competitiveness by enabling a regulatory framework that supports standardized regulations. The regulatory guillotine scheme* under the Strategic Plan
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bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription
. Revenues from residential management program. 1 2 3 4 The company has reaped the benefits from well diversified business policy, which able to generate revenue from the property development business and