this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. SorThor/Khor/Nor. 53/2553 (2010) Re. Forms for Financial Statements of
Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Derivatives Busin 20/07/2020 16/08/2020 4. Notification of the
(Unofficial Translation) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 4 Notification of the Securities and
(Unofficial Translation) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Securities and
with the Notification of the SEC Office. Clause 4 The provision as prescribed in Clause 3 shall not be applicable to a securities company which has ceased operation of all kinds of securities business
is strictly for reference. Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and
shall be in accordance with the Notification of the SEC Office. 4the law on derivatives means The Derivatives Act B.E. 2546 (2001). 5 Clause 4 The provision as prescribed in Clause 3 shall not be
securities and exchange. Clause 2. This Notification shall be applicable to providing derivatives brokerage service overseas by using allocated quota, providing that provision in Clause 4 of the Notification
whose provision of derivatives business is limited to institutional investors. The institutional investors in Paragraph 1 means the institutional investor under Section 3 and the Notification of the