local representative: Name of local intermediary:[in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase of units of
operator: Name of local representative: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase
/Documents/ActandRoyalEnactment/Act/translate-trustact.doc 6409pe.doc electronic system arranged by the intermediary at the temporary office. (2) in case of accepting trading orders of capital market products
Data service - SECOpenData TH Home Fund Mutual Fund Private Fund Provident Fund REIT / INFRA / PROP Page Debenture Equity ESG Data Digital Asset Intermediary & Professional Intermediary
for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures
. Operators of derivatives business wishing to apply for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business
หลักทรัพย์ที่เป็นหน่วยลงทุน (Limited Broker Dealer Underwriter - LBDU) ท่ีเป็นสมาชิกตลาดหลักทรัพย์แห่งประเทศไทย ส านักงานคณะกรรมการก ากับหลักทรัพย์และตลาดหลักทรัพย์ (http://www.sec.or.th) อาคารจีพีเอฟ
LUMPHINI, PATHUM WAN, Bangkok 10330 Tel.0-2015-5999 Fax.0-2263-0760, 0-2263-0744 List of company licensed Inter-Dealer Broker (Securities Company) Company Head office 1 AFS SECURITIES (THAILAND) CO.,LTD
://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx complaint-form-general-en.docx / derivatives / digital asset intermediaries e.g. securities company/broker, asset management company and