SEC Search

TikTok account sawakami.co.th12 impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 31/10/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2399&CaseYY=2567

Investor Alert : TikTok account sawakamithailand.th impersonates Sawakami Asset Management (Thailand) Co., Ltd.

TikTok account sawakamithailand.th impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 31/10/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2400&CaseYY=2567

Investor Alert : TikTok account "sawakami_corporation" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami_corporation" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2412&CaseYY=2567

Investor Alert : TikTok account "sawakami__asset" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami__asset" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2413&CaseYY=2567

Investor Alert : Facebook page Securities Thailand Sawakami impersonates Sawakami Asset Management (Thailand) Co., Ltd.

Facebook page Securities Thailand Sawakami impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 03/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1658&CaseYY=2567

Investor Alert : Facebook page Sawakami Asset Thailand impersonates Sawakami Asset Management (Thailand) Co., Ltd.

Facebook page Sawakami Asset Thailand impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 03/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1659&CaseYY=2567

Investor Alert : Facebook page Sawakami TradingOnline impersonates Sawakami Asset Management (Thailand) Co., Ltd.

Facebook page Sawakami TradingOnline impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 03/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1662&CaseYY=2567

Investor Alert : Facebook page Sawakami Securities Thailand impersonates Sawakami Asset Management (Thailand) Co., Ltd.

Facebook page Sawakami Securities Thailand impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 03/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1663&CaseYY=2567

Investor Alert : TikTok account sawakami00 impersonates Sawakami Asset Management (Thailand) Co., Ltd.

TikTok account sawakami00 impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 10/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1747&CaseYY=2567

Investor Alert : TikTok account sawakami_asset impersonates Sawakami Asset Management (Thailand) Co., Ltd.

TikTok account sawakami_asset impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 11/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1749&CaseYY=2567