Basel Convertible Debenture IC Bond SUKUK Structured Debenture Common share (LiVEx) DR-Common share Depositary Receipt DR-Convertible debenture Depository Receipt Representing Foreign Securities NVDR
liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the
and creating liquidity issue 3) Political and Geopolitical risks from the tensions in the Korean peninsula, US political issues impacting the US government tax reform bill and the wave of trade
) underlying shares of derivative warrants or structured notes, or non-voting depository receipts which have such underlying shares as underlying, in case of underwriting of derivative warrants or structured
depository receipts which have such shares as underlying, in case of underwriting of shares, convertible bonds or share warrants; (2) underlying shares of derivative warrants or structured notes, or non
has a material issue on violation of laws or regulations in the environmental area, or is under the accusation of causing a negative impact on the environmental issue, especially the issue appearing in
following information: 1 Exemption for the case of offering of structured notes issued in accordance with the Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2559 Re: Application and
Establishment and Management of Funds dated 1 June 2004, the Office of the Securities and Exchange Commission hereby issue the following regulation: Clause 1. This Notification shall only apply to the following
Management of Funds dated 1 June 2004, the Office of the Securities and Exchange Commission hereby issue the following regulation: Clause 1. This Notification shall only apply to the following funds which have