follows: (1) To categorize licenses by business types instead of product types, grouping businesses with similar risk profiles together. This approach would give businesses more flexibility in applying
the realm of sustainability, which is crucial to the strategy and business operations to mitigate sustainability risk, enhance competitiveness, and contribute to the country’s goal of achieving net
. The SEC strongly advises the public and investors to be cautious when dealing with unlicensed digital asset business operators as there is no legal protection and instead they may be at risk of being
pledged significant amounts of THG shares to several individuals, and some of these shares had already been enforced and sold at auction, while the remaining shares were at high risk of being transferred to
พึงประสงค์ซึ่งเกิดขึ้นกับผู้ประกอบธุรกิจและส่งผลกระทบในวงกว้าง (2) ปรับกำหนดเวลาการจัดส่งรายงานผลการประเมินระดับความเสี่ยงตามแบบ RLA (Risk Level Assessment) และรายงานผลการตรวจสอบด้าน IT เป็นช่วงเวลา
digital asset businesses, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise
supervision and may pose a risk of scams. Concurrently, event organizers should exercise caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate
Businesses as well as foreign digital asset business operators because such engagements with unlicensed business operators are not legally protected and may be exposed to the risk of scams,” added Secretary
corporations depending on their inherent technology risk, which varies in terms of nature of business, organizational structure, business size and complexity of the utilized technology. In addition, the scope of
กิจการอื่นส่งผลกระทบต่อการประกอบธุรกิจหลักทรัพย์ ลูกค้า หรือความน่าเชื่อถือหรือชื่อเสียง (reputation risk) ของ บล. หมายเหตุ: * ประกาศที่เกี่ยวข้องจำนวน 3 ฉบับ ดังนี้(1) ประกาศคณะกรรมการกำกับหลักทรัพย์และ