only upon meeting the qualifications under (2), (3), (4) and (5) of the first paragraph. 6 Chapter 2 Application of License and Issuance of Derivatives Business License Clause 10 An applicant shall file
manner that is not subject to Chapter 3 Public Offering of Securities may file an application with the SEC Office requesting an inspection as to whether units of foreign ETF under such application are
under Section 89/31. Clause 5 In cases where any person has a duty to file report on acquisition or disposition of units of foreign ETF, calculation of voting right and filing of such report under Section
Acquisition/ Disposition Transaction Date % Group of Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No AEC Miss
Acquisition/ Disposition Transaction Date % Group of Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No B52 Mr
Acquisition/ Disposition Transaction Date % Group of Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No JTS Mrs
December 2008, the Office hereby issues the following regulations: Clause 1 A company wishing to offer for sale of newly issued share warrants and underlying shares to the public shall file with the Office
Funds] Foreign Investment Summary of Mutual Funds (Fact sheet) ( 67 record(s) found) No. Report Name Data File As of Data Definition 1 Foreign Investment Summary of Mutual Funds (Fact sheet) June/2023 2
aforementioned Notifications. Clause 5 In establishing a mutual fund, the management company shall file an application for approval of mutual fund establishment by using the normal approval track in accordance