the qualifications under (2), (3), (4) and (5) of the first paragraph. Chapter 2 Application of License and Issuance of Derivatives Business License Clause 10 An applicant shall file an application with
only upon meeting the qualifications under (2), (3), (4) and (5) of the first paragraph. 6 Chapter 2 Application of License and Issuance of Derivatives Business License Clause 10 An applicant shall file
manner that is not subject to Chapter 3 Public Offering of Securities may file an application with the SEC Office requesting an inspection as to whether units of foreign ETF under such application are
under Section 89/31. Clause 5 In cases where any person has a duty to file report on acquisition or disposition of units of foreign ETF, calculation of voting right and filing of such report under Section
Acquisition/ Disposition Transaction Date % Group of Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No AEC Miss
Acquisition/ Disposition Transaction Date % Group of Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No B52 Mr
Acquisition/ Disposition Transaction Date % Group of Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No JTS Mrs
December 2008, the Office hereby issues the following regulations: Clause 1 A company wishing to offer for sale of newly issued share warrants and underlying shares to the public shall file with the Office