=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=key_filetype%3Adoc&start=20&rows=10 21 - 30 of 52 results Sort by: Relevance Date (Newest) Date (Oldest) 6263pe.doc fund manager who performs the duty of
/2023 Dated 24/04/2023 to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during September 15, 2021 to May 7, 2022, Zipmex kept and maintained
revocation for actions that do not significantly affect operational systems or service delivery. In any case, digital asset business operators still have the duty to maintain qualifications related to
selling transactions. The securities companies would also have the duty to ensure compliance with the agreement; (4) To require that securities companies put in place a system for receiving, sending and
ESG ratings ตามเกณฑ์ที่กำหนด บลจ. มีหน้าที่ใช้ fiduciary duty ในการพิจารณาไม่นับรวมการลงทุนในบริษัทดังกล่าว เป็น eligible assets ที่ต้องลงทุนโดยเฉลี่ยรอบปีบัญชีไม่น้อยกว่าร้อยละ 80 ของ NAV โดยการลงทุน
inappropriate corporate governance practice despite having received SET ESG ratings, as required, the asset management company must exercise its fiduciary duty and not consider such company as eligible asset for
compliance with the Securities and Exchange Act B.E. 2535 (1992) and the Public Limited Companies Act B.E. 2535 (1992). These laws mandate the duty performance with responsibility, due care, and integrity as
must not have untrustworthy characteristics and must perform fiduciary duty; 4. Shares must be sold through an intermediary that is responsible for conducting know-your-customer screening
, which Sakkarin confirmed that it could be done, but no money from the sale order was deposited into the client's bank account.Sakkarin's aforesaid misconduct was a failure to perform duty honestly by
mutual fund management: Asset management company (AMC) shall have fiduciary duty to protect the interest of unitholders. In so doing, AMC shall lay out a policy for preventing and monitoring any act that