Intermediaries By virtue of Clause 5(1) in conjunction with Clause 12(3) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 (2013) Re: Standard Conduct of Business Operation, Management
wealth advisors. ✓ ✓ ✓ 1. Increase/decrease of paid-up capital; 2. Foreign currency credit limit. ✓ ✓ 1. Data from reports of securities companies; 2. Bondholders from securities registrars. ✓ ✓ ✓ 1.2
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maintain net capital in compliance with the governing law and its inappropriate and insufficient management structure and personnel, Zipmex may be liable to offenses related to client assets, which may
Nittaya Na Songkhla (collectively the “Buyers”) and the execution of a share purchase agreement of SUTG, other arrangements, contracts and documents in connection with the disposal of investment in SUTG
and Miss Nittaya Na Songkhla (collectively the “Buyers”) and the execution of a share purchase agreement of SUTG, other arrangements, contracts and documents in connection with the disposal of
and Miss Nittaya Na Songkhla (collectively the “Buyers”) and the execution of a share purchase agreement of SUTG, other arrangements, contracts and documents in connection with the disposal of
and Miss Nittaya Na Songkhla (collectively the “Buyers”) and the execution of a share purchase agreement of SUTG, other arrangements, contracts and documents in connection with the disposal of
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Capital Market Supervisory Board No. TorThor. 2
Capital Market Supervisory Board No. TorThor. 2/2551 Re: Securities and Derivatives Trading for Derivatives Broker _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as amended by