) presenting capital market products or services suitable for clients based on the results of the clients’ suitability test and recommended asset allocation; (c) distributing documents for communicating with and
Market Supervisory Board No. Tor Thor. 30/2559 Re: Rules for Operation of Derivatives Exchange By virtue of Section 55 and Section 73 of the Derivatives Act B.E. 2546 (2003), the Capital Market Supervisory
TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor
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firm; · Existing conditions that https://www.sec.or.th/EN/Documents/Auditor/acceptance.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ mutual fund with the Office; (6) transferring ownership of any
capital market information service for business facilitation in the digital age information in possession of SEC and in a form that the computer can read and readily process (machine readable data). Data
capital market information service for business facilitation in the digital age information in possession of SEC and in a form that the computer can read and readily process (machine readable data). Data
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