reference. Notification of the Securities and Exchange Commission No. Kor Thor 18/2563 Re: Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment
6(2) of the Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives, dated 23 January 2017
, determination of investment policy, regular company performance monitoring, discussion with company management, exercise of voting right at shareholders? meeting and giving emphasis to reasons or necessity of
”, “parent company”, “subsidiary” and “institutional investor” shall have the same definition as determined by the Notification of the Securities and Exchange Commission concerning Determination of Definitions
which mainly increased from new customers in segment of insurance, retail business and increased from the existing customers expanding the services both of the State enterprise sector and Private sector
Fund Any other type, please specify __________________________________________ 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund
) Page 3 of 8 Form 35 – NRI CIS 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund
สถาน (TURKMENISTAN) โตเกเลา (TOKELAU) โตโก (TOGO) ไต้หวัน (TAIWAN, PROVINCE OF CHINA) ทาจิกิสถาน (TAJIKISTAN) แทนซาเนีย (TANZANIA, UNITED REPUBLIC OF) นครรัฐวาติกัน (HOLY SEE (VATICAN CITY STATE
[existing] clients of an intermediary; “institutional investor”5 means an institutional investor as specified in the Notification of the Securities and Exchange Commission concerning the Determination