discipline, e.g., mutual funds requiring consistent and continual savings, (ii) mutual funds for particular investment objectives, e.g., mutual funds for child education, (iii) semi-mandatory mutual funds for
was selected to assess sustainable development progress for the listed companies in consistent with the Institute?s ?collaborative effort? in combining strength and expertise of each organization to
อย่างอื่นไว้เป็นการเฉพาะ แนวการตีความในเรื่องดังกล่าวของสำนักงานควรจะมีความสอดคล้องกันอย่างเป็นระบบ (consistent) ดังนั้น หากผู้ให้บริการนายทะเบียนหลักทรัพย์จะมอบหมายให้บุคคลอื่นดำเนินการแทนตน จะต้องไม่มี
the appropriateness and adequacy of the information to support investment decision making and the measures for investor protection. In this regard, the SEC Office may prescribe conditions with which the
business. In IRSL, improvements have been made on increasing capacity utilization, improving operational efficiency, consistent product quality and expanding customer base. Capacity utilization increased
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that 14 individuals had engaged in THE trading orders in a manner consistent with
value creation and ensure that the medium-term objectives are consistent with long-term ones; Principle 3: The board of directors should ensure that its composition and structure strengthen its
segments, we focus on creating innovations and managing financial products, as well as reinforcing our sales and service quality excellence, with greater consideration of consumer protection in order to
in safekeeping advance money in accordance with the true purpose of the law for consumer protection. Salient points of the regulations can be summarized as follows: (1) Banks are required to start
related business (Section 22) Other related business Licensing / Registered Capital / Fees Business Conduct Securities Lending / Credit Balance (Section 102) Protection of Customer Assets (Section 98(3