in the case of acquisition through the chain principle) 8. Type of securities subject to the reporting obligation for this acquisition or disposition: 8.1 Shares ( ) Common shares ( ) Preferred shares

the case of acquisition through the chain principle) 8. Type of securities subject to the reporting obligation for this acquisition or disposition: 8.1 Shares ( ) Common shares ( ) Preferred shares 8.2

(including in the case of acquisition through the chain principle) 8. Type of securities subject to the reporting obligation for this acquisition or disposition: 8.1 Shares ( ) Common shares ( ) Preferred

the chain principle) 8. Type of securities subject to the reporting obligation for this acquisition or disposition: 8.1 Shares ( ✔ ) Common shares ( ) Preferred shares 8.2 Convertible securities

shares or rendering a financial support that will later generate the right to acquire shares of such business, and being involved in the supervision of the business plan, the operation or the improvement

the manager of the fund and the assets generated from the fund; (3) having an investment policy whereby investment in a business is made through entering into an agreement for investment in shares or

become an important factor for stocks and mutual funds investment in recent times, but opening a trading account, which is the first step towards the services in the capital market, still takes a long

(13) Mr.  Nattapon Chalermpot – all appeared to have relationships with one another – had engaged in trading activities of FVC stocks, exhibiting a pattern of trading in mutual awareness or agreement

Bangkok, 20 October 2016 - The SEC has suspended approval of 11 investment consultants of six securities companies for soliciting investors to purchase IPO and over-the-counter shares to seek

complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to promote more timely information  disclosure without imposing an undue burden on the issuer. The SEC