cases where reasonable grounds for suspicion exist. For example, where a securities company identifies unusual fund transfers into a customer’s account followed by transfers out on the same day, without

a member of the Thai Bond Market Association. The provision under Paragraph 1 shall not be applicable in the case where a securities company ceases to undertake securities business in the category of

of the Public Limited Company Act B.E. 2535 (1992), the meeting resolved to (1) appoint 3 new directors as follows: Pol.Lt.Gen. Ekaphop Prasitvattanachai, Mr. Chaipat Lertlucktaweekul, and Mr. Burin

Entitled “WEPs Principles to Actions,” the workshop was conducted in partnership with the Securities and Exchange Commission, Thailand (SEC), and Thai Listed Companies Association (TLCA), as part

unit responsible for post- trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be a member of the Thai Bond Market Association

2017 MDA_ENG (revised 19Feb18) Ocean Glass Public Company Limited Page 1/ 6 Management’s Discussion and Analysis Ocean Glass Public Company Limited Management’s Discussion and Analysis Performance

of The Board of Directors of Eureka Design Public Company Limited (“The Company”) No.3/2020 held on March 12, 2020, from 10.00 – 12.30 a.m. at the conference room of the company, was unanimously

Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due

meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and executives of securities company. (2) “Fund Manager

management company, mutatis mutandis , only the part of investment management; (2) perform duties by adhering to ethics and professional standards issued by the association and approved by the Office, mutatis