, ThaiBMA offered registration fee discount to those businesses issuing bonds within this year.Vorapol Socatiyanurak, SEC Secretary-General, said that the SEC in collaboration with ThaiBMA launched a project
? intention and brought about disputes between the clients and the investment consultants as well as the securities firms. Therefore, the SEC urges collaboration among investors not to make such authorization
the preparers? duties and responsibilities will be communicated through training courses and seminars along with the collaboration between the SEC and the Federation of Accounting Professions under His
Secretary-General said that ?The SEC foresees the importance of collaboration among independent audit regulators around the globe in order to share their common inspection findings, especially in the group of
exemption shall apply as from the effective date of the Notification until 31 May 2020. In any case, the objective of such debt issuance must be fundraising for a project related to environmental protection
manager is terminated, such position is required to be registered with the Company and Partnership Registrar of the Ministry of Commerce. The securities company shall submit a copy of such registration
Road Accident Victims Protection Company Limited. Kindly be informed accordingly. Yours sincerely Wichai Intaranukulkij Managing Director
. This is in line with the new Labor Protection Act and the calculation assumptions are changed. - Net profit was 50.94 million baht increased from the previous year by 40.91 million Baht or 407.74
Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets (Section 98(3)) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel
& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities