”) shares held in her and other 4 people’s securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when her aggregated holding of TCC
Board on November 29, 2024. However, the report on the sale results of structured notes offered to institutional or High Net Worth Investors (II&HNW) was later submitted through the transmission
SEC Office as prescribed by the Notification of the Securities and Exchange Commission Board, due to her failure to order or act in accordance with duties required to be performed. SEC Act S.300 in
Bangkok, 13 December 2016 ? The Criminal Fining Committee has imposed a separate, equal fine, totaling at 5,917,125 baht, on five joint principals in the manipulation of the Yong Thai Public Company
Presidents Committee ซึ่งเป็นส่วนหนึ่งของการประชุม IOSCO Annual Meeting ประจำปี 2563 ในรูปแบบ virtual meeting โดยในที่ประชุมได้หารือถึงประเด็นความเสี่ยงที่อาจเกิดขึ้นในระยะข้างหน้า และรายงานความคืบหน้าในงานที่
comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as he failed to prepare and submit (1) a report on the total number
the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating the group
Market Supervisory Board. Subsequently, Miss Paleerat reduced her shareholding to below 25 percent, causing the obligations related to the tender offer to cease. SEC Act S.247 Settlement Committee
positive non-public information material to PLE share price. As PLE?s chairman of the board, chairman of executive committee, and chairman of foreign debt collection committee, he learnt of the information
. Chan failed to report the disposal of BIG shares on March 8, 2016, within the period specified in the notification of the Capital Market Supervisory Board which is in the amount of 49,724,400 shares