reporting such incidents to the SEC;            (4) To adjust the applicable scope for investment advisory business operators to ensure that they will be able to implement sufficient controls for managing

. Butree Vangsirirungruang, SEC Director of the Digital Financial Innovation Department. Ms. Chayapach Sangtabtim, Managing Director, Phonorights (Thailand) Co., Ltd.  Mr. Duangrit Bunnag, Member of

นางพรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. และ Mr. Andres Vinelli, Chief Economist, CFA Institute ร่วมกล่าวเปิดงานสัมมนาออนไลน์ “Managing Climate-related Risks and Opportunities in Equity Analysis

, Managing Director, Head of Equities & Post Trade, Asia Securities Industry & Financial Markets Association (ASIFMA)4. Mr. Soraphol Tulayasathien, SET Senior Executive Vice President (Moderator)

(3) Irwan Abdalloh, Head of Islamic Capital Market, Indonesia Stock Exchange (4) Gabriel Wilson-Otto, head of stewardship, Asia Pacific, BNP Paribas Asset Management (5) Amay Hattangadi, managing

policy(2) Preparing consent forms(3) Selecting and implementing appropriate security safeguards such as access control(4) Producing and managing “Record of Processing Activities (ROP)” that will used to

resolved to approve the generation of alternative income channels and the reduction of expenses as follows:(1)  To enhance the securities companies’ ability in managing liquidity, it is approved in

companies and non-institutional investors. The objective of the proposal is to allow securities companies and investors to take advantage of the repo / reverse repo tool in managing liquidity and generating

can also learn useful tips for managing financial health during Covid-19 situation as well as guidelines for self-adjustment and business planning advice for SMEs after the situation improves.  The

selections for our investors,” said Mr Lim Tuang Lee, Assistant Managing Director (Capital Markets), MAS.  *****For media queries, please contact:MASMs Eugenia LeeAssistant Director (Communications)Tel: +65