of the accounts. The requirements aim to better reflect actual financial status and debt repayment capability of every client thereby enhancing securities companies? risk management and thus preserve

equipped with knowledge and capability in trading futures contracts and protecting their own interest.

. The Company deemed that such service fees have reasonable margin and in the Company’s capability. In this regard, the Board of Directors, where directors who have interests and/or directors who are

relation to HR System, Accounting & Finance System and System. The Company deemed that such service fees have reasonable margin and in the Company’s capability. In this regard, the Board of Directors, where

. The Company deemed that such service fees have reasonable margin and in the Company’s capability. In this regard, the Board of Directors, where directors who have interests and/or directors who are

better understanding of climate risks so that they can combine their knowledge and relevant available information to enhance their capability to deal with climate change; (2) to make asset management

of investment, making wise investment and having capability of protection themselves, the results of which are expected to create positive attitude and perception to capital market as interesting

facilitating the exchange of information for the purpose of law enforcement, elevating capability and quality of capital market personnel, and enhancing bilateral cooperation to promote business growth and

will not only support public sector organizations to offer bonds for economic development but also strengthen their capability, in line with international standards. On investor side, in addition, more

the SEC, in materiality.  The said actions were also failure to perform the duties as professionals with prudence, due care, knowledge, capability and experience and considered as prohibited