Mr. A did not consent to bring an end to the case at the SEC level, the SEC therefore decided to send a letter to the prosecutor to file a civil lawsuit against Mr. A and press for civil sanctions
/hearing. The public can also express their concerns and comments on the website, or via fax at 0-2263-6072, or e-mail at sumitra@sec.or.th. The hearing ends on 31 October 2019._______________________
this issue at SEC website: https://capital.sec.or.th/webapp/phs/upload/phs1534314229hearing_34_2561.pdf. Any related and interested persons are welcome to make comments at the website or facsimile: 0
drafting process. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2033-9976 or email
Bangkok, April 28, 2011 ? The Capital Market Supervisory Board (CMSB) at its monthly meeting held today has approved revisions to the takeover regulations as follows: 1. Any person making a
Bangkok, April 8, 2014 ? The SEC requires all licensees of securities and derivatives businesses appoint independent directors at least one-fourth of the board members by January 1, 2016.SEC
alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In
, supported by the government and the Office of National Anti-Corruption Commission, aims at pushing forward the fight against corruption nationwide.?Vorapol added that ?The SEC praises members of the two
?Mobile App at the ready for investment?. The mobile application ?start-to-invest II? featuring a variety of enhancements is now downloadable through both IOS and Android mobile apps, without any expense