Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on independent directors of licensed securities and derivatives business
Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board (CMSB) recently approved revision of regulations to expand list of investment products denominated foreign currencies
) to retail investors in Thailand, expected to become effective by Q2/2014.The ASEAN CIS allowed to be offered to retail investors in Thailand must be approved by capital market regulators and have been
decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of
market. This includes revising the governing rules to allow relevant parties to perform their duties effectively, as well as strengthening the roles of chief financial officers (CFO).Prakid Punyashthiti
inappropriate acts.Vorapol Socatiyanurak, SEC Secretary-General revealed after the first quarter meeting of 2013 between the SEC and the ASCO that the meeting has agreed to be responsive to the bullish market
Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18
เงินดังกล่าวอาจจะเก็บอยู่ในกองทุนรวมในรูปเงินฝากหรือการลงทุนใน money market fund) และเกิดมีเหตุ default จากผู้ออกตราสาร ทำให้ผู้ดูแลผลประโยชน์ไม่ได้รับคืนเงินที่ advance ไปแล้วคืน ผู้ดูแลผลประโยชน์จะ
อยู่ในกองทุนในรูปเงินฝากหรือการลงทุนใน money market fund และเกิดมีเหตุ default จากผู้ออกตราสาร ทำให้ผู้ดูแลผลประโยชน์ไม่ได้รับคืนเงินที่ advance ไปแล้ว ผู้ดูแลผลประโยชน์จะสามารถกำหนดในสัญญาให้ บลจ. ชำระ
manipulating Filter Vision Public Company Limited (FVC)’s share price by purchasing and selling shares, resulting in a trading condition for FVC shares that was inconsistent with the normal market conditions