) June 23-24, 2008. Earlier on February 17, 2011, the Settlement Committee under the Securities and Exchange Act B.E. 2535 (SEA) had imposed fines in the amounts of 16,071,788.32 baht and 4,563,791.25 baht
invest in cash or debt instrument not associated with foreign exchange risk).For more details from the consultation paper and sharing views on the proposed amendments, please visit the SEC?s website
the Securities and Exchange Act of 1992 (SEA), and because CGH is a listed company, Chupong has also contravened Section 89/7 by failing to perform duties responsibly and honestly, which is liable to
aiders. In this regard, {A}, {B} and {C} were deemed to have committed offences in violation Section 311 and Section 315 of the Securities and Exchange Act of 1992 (SEA), and because CGH is a listed
นายวรพล โสคติยานุรักษ์ เลขาธิการ ก.ล.ต. เปิดเผยว่า คณะกรรมการกำกับตลาดทุนเห็นชอบแก้ไขหลักเกณฑ์เกี่ยวกับการลงทุนในตราสารอนุพันธ์ที่ซื้อขายในศูนย์ซื้อขายสัญญาซื้อขายล่วงหน้า (exchange traded
Inspection Workshop ครั้งที่ 3 มี 9 หน่วยงานกำกับดูแลผู้สอบบัญชีเข้าร่วม ได้แก่ Audit Oversight Board Malaysia (AOB), Accounting and Corporate Regulatory Authority Singapore (ACRA), Securities and Exchange
on suspicious unlicensed activities indicating that the aforesaid operators engaged in the business of managing funds for others or holding themselves out as derivatives fund manager and private fund
recently approved regulations on municipal bond offerings by public sector organizations under the Securities and Exchange Act B.E. 2535 (1992). The regulations, to be effective on January 1, 2015, will
presented research paper on ?Saving for Retirement?. The researchers pointed out that saving and investment in risky assets at a young age is the key success factor of sufficient retirement savings while
company has incorrectly recorded some accounts. In addition, the SEC?s review of such financial statements along with NIPPON information released through the Stock Exchange of Thailand indicate that there