Securities and Exchange Commission No. Or Thor. 21/2543 Re: Guidelines for the Operating Control of Brokerage and Dealing of Securities That Are Not Debt Instruments _____________________________ For the
operation and cost of funding. The interest rate charged from the transaction is considered to be a market rate as dealing with financial institution and close to the rate that the Company funding from
Derivatives Dealing Commercial Bank Life Insurance Company Trustee under digital asset business Funding Portal บริษัทหลักทรัพย์นายหน้าซื้อขายหน่วยลงทุน Last Updated 31 March 2022 Last Reviewed 31 March 2022
. Details are as follows: 1. Transaction Date : within October 2017 2. Party Concerned and Details of Acquisition of Assets ▪ Buyer : O.C.C. Public Company Limited ▪ Seller/Owner : Mr. Jirawat Mekawuttikul
client or is necessary and useful for the client in the situation at that time; (2) dealing the transaction similarly to arm’s length transaction basis; (3) conforming to additional conditions (if any), as
with the best execution for fund; (2) Being a necessity and advantage transaction for fund; (3) Being an at arm’s length transactions and (4) In the case where such transaction is crossed trade under the
such transaction is crossed trade under the same management company. Such transactions shall be as follows: (a) If any counterparty or both are mutual fund, such transaction shall be suitable for the
company trade assets or enter into a contract for any fund which is not special mutual fund, having the counterparty who is an affiliated person and such transaction is in the manner of unfair treatment to
Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000, and Clause 25/1 of the Notification of the