judgment in relation to Suree that she was an aider and abettor rather than a principal, and thus sentenced her to a four-month imprisonment and a fine of 133,333.33 baht for the violation which occurred
available for investors. Thus, investors should learn of information relevant to investment in mutual funds, including mutual fund fees & expenses and performance persistency, for example. Besides, mutual
example, illegitimate solicitation of currency exchange, agricultural products and gold spot, many of which are frauds or Ponzi schemes. All of such cases have thus been forwarded to relevant authorities
financial advisor is of the opinion that the investments in Power Technology International Co., Ltd. (PTI) and Energy Serve Co., Ltd. (ESERVE), two of the five aforesaid transactions, are unadvisable and thus
normal investment methods, or guarantee principal return. Some lie that they are a legally licensed company or a member of a foreign business network, and thus are not required to obtain a license from the
(Thailand), on the topic, ?Investor Return ? Mind the Gap? has shown that the most important deciding factor for investors of mutual funds is investment return. Thus, funds that have performed well in recent
Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further
in which a REIT under its management has already invested.?The SEC promotes trust to be a vehicle for the real estate sector?s fund raising, in line with international practice. Thus, the relevant
statements for the year 2002 and for the 1st and 2nd quarters of 2003 and thus misled shareholders and investors about DAIDO?s true financial condition. The said actions were in contravention of Section 312 of
IPO approval from the SEC. Vorapol Socatiyanurak, SEC Secretary-General said that for Thailand to strive forward and compete internationally, development must be driven nationwide. The SEC thus