Office of the Securities and Exchange Commission No. Sor Jor. 63/2559 Re: Reporting of Information Disclosure of Debt Securities Issuers After Offer for Sale of Debt Securities, dated 29 December 2016
2020, we launched SEC Bond Check Version 1 to provide investors with more convenient access to important information before making investment decisions. This is part of SEC’s efforts to serve
to facilitate organization of seminar, preparation of investment manual for dissemination to investors and general public, function as a center for conducting suitability test for investors and provide
of ages, returns expectations and risk tolerance. Provident funds with employee?s choice should serve fund members? demands better than those with single investment policy. We, therefore, encourage
amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target
in line with the 4th Capital Market Development Plan (2022–2027), which capital market agencies have been consistently implementing. At the same time, the measures serve as ‘Quick Win’ initiatives that
Suthichai Chitvanich. The two governors will serve a term of two years, starting from September 6, 2013.
management has been one of the SEC's key policies, aiming to bring about financial stability and quality of life for the Thais. ?Being Money-Wise for the Bright Future? project will provide a guideline for
management has been one of the SEC?s key policies, aiming to bring about financial stability and quality of life for the Thais. ?Being Money-Wise for the Bright Future? project will provide a guideline for
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to