to facilitate organization of seminar, preparation of investment manual for dissemination to investors and general public, function as a center for conducting suitability test for investors and provide
of ages, returns expectations and risk tolerance. Provident funds with employee?s choice should serve fund members? demands better than those with single investment policy. We, therefore, encourage
amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target
in line with the 4th Capital Market Development Plan (2022–2027), which capital market agencies have been consistently implementing. At the same time, the measures serve as ‘Quick Win’ initiatives that
Suthichai Chitvanich. The two governors will serve a term of two years, starting from September 6, 2013.
management has been one of the SEC's key policies, aiming to bring about financial stability and quality of life for the Thais. ?Being Money-Wise for the Bright Future? project will provide a guideline for
management has been one of the SEC?s key policies, aiming to bring about financial stability and quality of life for the Thais. ?Being Money-Wise for the Bright Future? project will provide a guideline for
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
article, investment policy with the lowest risk level at that time will be applicable. The proposal aims to provide the fund with more flexibility to prescribe its default investment policy to serve diverse
. In this regard, less complex formula will be used in calculation without causing major difference on the outcome. Since 2004, the Turnover List has been launched to provide investors with information