Capital Market Supervisory Board No. Tor Thor. 8/2567 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives
. --------------------------------------* Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities
commencement of the outsourcing arrangement. The SEC ' s consideration factors include the qualifications of service provider, personnel, operating system and financial status. The consultation paper is
Notification on Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries, dated 9 February 2026.
), together with Mr. Krittiphat Ittisanyakorn (formerly named Mr. Pattarapob), then acting managing director and executive director, jointly made a fraudulent arrangement for KC to offer the 25 B/E issues at
arrangement for KC to offer the 25 B/E issues at a value ranging from 25 to 150 million baht each, and then misappropriated the proceeds by counterfeiting the company’s meeting documents, jointly opening a bank
show the readiness of its work system in undertaking gold derivatives brokerage business; (9) Being able to show the readiness of its personnel in charge of gold derivatives brokerage business. Clause 4
) Being able to show the readiness of its work system in undertaking gold derivatives brokerage business; (9) Being able to show the readiness of its personnel in charge of gold derivatives brokerage
ส่งเสริมการพัฒนาตลาดทุน (CMDF) สำหรับกิจกรรมการฝึกซ้อมในปีนี้ จัดขึ้นภายใต้ธีม “Cyber Resilience: AI-Powered Readiness” ที่นำนวัตกรรม Artificial Intelligence (AI) มาใช้วิเคราะห์และออกแบบสถานการณ์สำหรับ