), presented the proposed training course to the working group. The first part of the action plan will start with a seminar within a small group of senior and middle level executives to brainstorm ideas and
22 January, most of those commenting agreed on the proposed supervision on ICO of securities tokens. SEC will start from allowing ICO of investment tokens which are not the existing securities like
proposed loan has no collateral, no guarantor and no default interest rate. The second extension of the loan repayment period aims to prevent GSTEL from defaulting on the loan agreement with GJS. In this
landscape, the SEC has proposed the new rules that will give investors more investing tools in the form of portfolio advisory with execution and program trading while helping intermediaries to improve and
operation raised by the business operators, resulting in the proposed revision of the rules, such as:(1) To allow the business operator failing to maintain NC as required due to an increase in the
The proposed guidelines have received public comments from several channels spanning from website, social media to focus groups.The to-be-issued rules will provide regulatory clarity for ICO
manner. In this regard, SEC proposed this concept at a public hearing at the end of 2017, and had referred the comments for consultation with experts. At this hearing, SEC was open to comments for
involved agreed with the principles proposed by the SEC and added the principle of flexibility, in order that the business operators will be able to put this into practice effectively. The public hearing
limited only to major investors or high net worth investors.The guidelines proposed by SEC for supervision and encouragement of such business cover 4 key points as follows:1. The process for wealth
auditors. The research team then proposed recommendations to address the issue. SEC Deputy Secretary-General Mrs. Sirivipa Supantanet said: “The Thai capital market is a major contributor to the development