directly with business operators overseas which will enable investors to transmit their own online trading orders in addition to the current channel where investors have to open an account which is a sub

must be done by sending orders through an intermediary via a matching system in the form of auction once per day; Buyers must have the full amount of cash before buying and sellers must have

client related to him as a payment for trading transactions and collateral. Jakkrit later executed trading orders for his related client.  In addition, Jakkrit also made investment decisions on other

} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was

with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention

findings were similar to the previous investigation in that {A} had falsified documents for securities purchasing orders to deceive NIPPON into paying for such fictitious purchases in the total amount of

seek personal gain from the margin of such offering and trading transactions. However, the clients who had paid for their orders did not receive the purchased shares or such shares did not exist in the

accounts, send trading orders, and facilitate financial transactions related to such manipulative tradings. The DSI and public prosecutors under the Department of Special Litigation of the Office of the

initial investment starts at 350,000 baht. Upon signing the contract, trading account and code will be sent to client via email. Then, client can send trading orders as well as verify trading transactions

buying orders for additional securities. {A}, however, made decision to buy and sell securities in the client account. She also sold securities in such account with a total value of more than 900,000 baht