following periods of time: (a) the information for the purpose of knowing and categorizing type of client shall be revised and updated within a period of time specified by the Association , with an approval
Notification on Standard Conduct of Business, an intermediary shall at least comply with the following rules: (1) such revision and updatiing thereof shall be performed within the following periods of time: (a
following periods of time: (1) in cases where the registration statement has not been effective, such information shall be disclosed prior to the effective date of the registration statement; (2) in cases
periods of time: )a) conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public, and shall notify the applicant of any observation from
. The net profit of the Corporate Group for the 3-month period and 6-month period ending June 30, 2017 were Baht 116.50 million and Baht 252.06 million, respectively. In comparison with the same periods
76.71 million and Baht 328.77 million, respectively. In comparison with the same periods of previous year with the net profit of Baht 77.04 million and Baht 322.82 million, respectively, the net profit
together with supplementary documents as specified in the notification of the SEC. Clause 13 In applying for license, the application shall be filed in the following periods: (1) in case of the applicant
- Translation - Page 1 of 9 CBG 018/2019 8 August 2019 Subject Payment of interim dividend and management discussions and analysis for the 3-month and 6-month periods ending 30 June 2019 and appoint
of the Office of the Securities and Exchange Commission concerning Reporting a result of the Sale of Securities to Investors in Foreign Countries within the following periods: (1) in case of an offer