public hearing on this matter showed that the majority of respondents agreed with the proposed amendments and provided additional useful suggestions. The SEC has therefore reviewed the principles and
the theme “Spot the Scammers!” and was designed to enhance investors’ understanding of investment fraud and scams, helping them protect themselves from becoming victims. The SEC team provided
submission system provided by the SEC. For REIT managers that are not mutual fund management companies, the submission shall be made through the SEC’s electronic submission system only. The public
enhance investors’ understanding of investment fraud and scams, helping them protect themselves from becoming victims. The SEC team provided advice on investment fraud prevention to visitors and
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET), provided information to the press at the monthly media briefing in September 2024. Mr. Anek
has therefore provided a channel for audit firms in the capital market to voluntarily disclose their latest firm inspection report on the SEC website. This will allow listed companies and audit
regulations for prohibiting digital asset business operators from providing services on privacy coins and the conduct rules for services on privacy coins provided prior to the effective date of the proposed
example, shares, debt securities, mutual funds and derivatives, and can use the single form or the information provided therein to open new investment accounts with other service providers.” The
. The SEC is proposing to issue regulations that would exempt social enterprises from filing the application and the registration statement for public offering, provided that their operation complies with