An intermediary shall propose only suitable services relating to investment or transactions of capital market products to a client . In this regard, it shall take into account the following factors as
value of capital market product by [i] considering factors which impact on future performance, for instance, economic, financial, political, and related industrial factor, including managerial direction
the method for calculating such earnings and loss, such benefits or returns; (3) risks arsing from entering into derivatives contracts, risk factors and scope of damage in the worst case scenerio of the
, such benefits or returns; (3) risks arsing from entering into derivatives contracts, risk factors and scope of damage in the worst case scenerio of the client; (4) channel for taking action upon
, such benefits or returns; (3) risks arsing from entering into derivatives contracts, risk factors and scope of damage in the worst case scenerio of the client; (4) channel for taking action upon
person have or not having provide consultation on derivatives investment; “ fundamental analysis ” means an analysis to seek an appropriate value of capital market product by [i] considering factors which
the above-mentioned factors, the Company’s operating revenue in 2017 was THB 932 million, increased by 26.9% from THB 735 million in the previous year. Billboard revenue saw a significant increase of
other interest rates; (c) not specifying conditions for paying interest or returns based on other factors additionally. (3) being a securitization. Division 3 Trust instrument, disclosure of information
; “fundamental analysis” means an analysis to seek an appropriate value of capital market product by [i] considering factors which impact on future performance, for instance, economic, financial, political, and
ทำเหตุการณค์วามเสีย่ง โดยระบุ รายละเอียดสำคญัเพื่อการบริหารจัดการ เช่น ผู้กระทำให้เกดิความเสี่ยง ประเภท สินทรัพย์ หรือทรัพยากรที่เกี่ยวข้อง และ ช่วงเวลา (3) ระบุปัจจัยความสี่ยง (Risk Factors) ซึ่งเป็นการระ