Exchange Commission No. SorThor/Nor/Dor/Khor. 11/2551 Re: Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity of Securities Companies By virtue of: (1
. ----------------------------- Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor/Dor/Khor. 11/2551 Re: Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity
establishment of a new subsidiary company (Life and Non-Life insurance broker) to support the Company’s Wealth Management Business, be approved. The Company will inform the SET of the details of new subsidiary
established under the law of Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the
established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the
Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions, and Procedures for Establishment and Management of Infrastructure Fund, dated 10 January 2011, the SEC Office hereby issues the following
รวมที่มีการเสนอขายหน่วยลงทุนทั้งหมดให้แก่บุคคลซึ่งไม่มีภูมิลำเนาในประเทศไทย บริษัทจัดการอาจจัดทำงบการเงินให้เป็นไปตามมาตรฐานการบัญชีของ International Accounting Standards Board หรือ American Institution
in the category of derivatives dealer under the law of such foreign country; this is limited to only apply for derivatives dealer registration; (4)1 financial institution established under specific law
category of derivatives dealer under the law of such foreign country; this is limited to only apply for derivatives dealer registration; (4) 1 financial institution established under specific law; this is