responsibilities of the SEC and related authorities: prescribing powers and responsibilities of the Minister of Finance, the SEC Board, the Capital Market Supervisory Board, and the SEC Office. These entities are

entities allegedly solicited the public to invest or use their services at their booths during a FinTech exhibition at a hotel. In this regard, the SEC coordinated with the venue owner and the event

the company had made investments in the LEONI Kabel GmbH and LEONIsche Holding Inc., even though the investments in those entities were not fully completed and it appeared later that after STARK had

conditions must be put in place. “This regulatory amendment will open up opportunities for interested entities to set up and manage a high yield bond more flexibly within a permissible scope. Once

soliciting entities are legally licensed or registered to provide services in the capital market at www.sec.or.th under the topic SEC Check First and SEC Check First mobile application. For inquiries or

of by unfair business operations. However, other types of risks are also present, such as business risks of entities and the risk due to volatile prices of digital assets.Lastly, “Knowing SEC’s

, including foreign digital asset business operators, were soliciting the public to make investments with, or use services of, such unlicensed entities at a financial technology exhibition held at a shopping

units not exceeding one-third of the total amount of the investment units sold, with an exemption for such entities as the Government Pension Fund and Social Security Fund;           (5) Foreign

licensed business operators to avoid scams and rip-offs. List of licensees is available at the SEC website (www.sec.or.th) under ?License Check? banner while list of entities which are not licensees under

Bangkok, October 25, 2011 ? Asset management companies and eligible entities can now apply for establishment and management of an infrastructure fund. The associated regulations have taken effect