received but in any case no less than 500,000 baht, or both.Paweena, Punnaporn, Warunya and Trairath refused to enter the criminal fining process. The SEC therefore filed a criminal complaint with the DSI
than Baht 20,000,000 or exceeds 0.03% but less than 3%, of the Net Tangible Asset, whichever is higher, which is required to disclose details of the transaction to the Stock Exchange of Thailand. In
, regarding to provide financial assistance for an amount of THB 15.99 million. The transaction volume of over THB 1 million but less than THB 20 million, or more than 0.03% but less than 3% of NTA, whichever
Section 103 PAGE 2 Securities and Exchange Act B.E. 2535 Section 103. No securities company shall appoint or allow any person with any of the following prohibited characteristics to be or to perform
Section 103 Securities and Exchange Act B.E. 2535 Section 103. No securities company shall appoint or allow any person with any of the following prohibited characteristics to be or to perform the
strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use
liquidator under the first paragraph shall be given prior approval from the Office. Expenses and remuneration arising from liquidation of any mutual fund shall be paid from the assets of that mutual fund.
brokerage outside the Securities Exchange for any securities, a securities company shall operate and collect fees or service charges in accordance with the procedures as specified in the notification of the