caused the price or trading volumes of the SA shares to deviate from normal market conditions. This case is in the process of inquiry by the inquiry official. SEC Act S.244/3(1) and (2) in conjunction

public and caused the price or trading volumes of the SA shares to deviate from normal market conditions. This case is in the process of inquiry by the inquiry official. SEC Act S.244/3(1) and (2) in

Mr. mitsuji Konoshita Mr. mitsuji Konoshita, as a Chief Executive Officer for the operation of Group Lease Public Company Limited (“GL”), shall be liable for section 300 and section 56 (1) - (4) of

section 300 and section 56(1) - (4) of The Securities and Exchange Act of Thailand B.E. 2535 (1992). In case of GL’s delayed to prepare and submit the accurate financial statements and financial reports

appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently that violate section 113 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick

to be able to operate the investment advisory service business efficiently that violate section 115 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick shall be liable for the

under Section 289. This case is in the process of inquiry by the inquiry official SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 22/01/2024

online platforms such as Facebook without obtaining license from the SEC by in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case

total of 1.3 million share of the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial

information, that is, PDI had a net profit of 221.45 million Baht in the third quarter of fiscal year 2016 to purchase PDI shares through Mr. Chatchala Vongmasa's trading account. Moreover, Chatchala