insurance policies, and provision of services to clients. OIC therefore particularly stresses the importance of managing the acquisition and protection of clients’ data, both general and sensitive personal
revocation of the company’s derivatives licenses for derivatives fund management and advisory services, also effective on 16 June 2023.Currently, Renaissance no longer has private fund clients under management
time because most of the license entities still use the same method taking about 5 to 7 days until the clients could start their investment, this results in a burden for the accessibility to the
for intermediaries or their employees to use advance information on clients? trading orders of securities or derivatives to execute their own orders before clients? (front running), or disclose such
companies, investors then misled that they gain high returns at the first stage but not allowed to withdraw their profits. Later on, the companies will notify their clients to add more money due to investment
Securities Plc., {C} of KT ZMICO Securities Co., Ltd., {D} and {E} of GT Wealth Management Co., Ltd., effective from October 12, 2012 and (2) publicly disclosed investment consultant {F}'s inappropriate
sales gallery of project “The Estelle Phrom Phong” in Singapore to increase oversea customers. Management outlook and future projects In the second half of the year, since August, the Monetary Policy
. Opinions of the executives on the audit quality control in the previous accounting period 7 6. List of audit engagement clients in the previous accounting period and the associated fee 7 7. Safeguards
system by other agencies (if any) 5 5. Opinions of the executives on the audit quality control in the previous accounting period 7 6. List of audit engagement clients in the previous accounting period and
electronic devices of THB 13.15 million, decreased by THB 5.35 million or -28.92% YoY, due to the decline in user spend- ing through the solutions that the Company provided for clients in mobile operator