-General of DSI’s conflicting opinion on additional charges under Section 307, 308, 309, 311, 313 and 315 of the Securities and Exchange Act and under Section 264 and 268 of the Penal Code, and on the
Director-General of DSI’s conflicting opinion on additional charges under Section 307, 308, 309, 311, 313 and 315 of the Securities and Exchange Act and under Section 264 and 268 of the Penal Code, and on
public. These actions form the basis of two charges against the accused 09/01/2026 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
Printable Format - Laws and Regulations Securities Brokerage Business |- Licensing / Registered Capital / Fees | - |- Licensing (Section 90) | - |- Activities NOT deem TO be classified AS operating
Printable Format - Laws and Regulations Securities Underwriter Business |- Licensing / Registered Capital / Fees | - |- Licensing (Section 90) | - |- Activities NOT deem TO be classified AS operating
) | - |- Others Securities Dealer Business |- Licensing / Registered Capital / Fees | - |- Licensing (Section 90) | - |- Activities NOT deem TO be classified AS operating securities business | - |- Registered
related to properties in or outside the Kingdom including to accept donated properties; (2) borrow or lend money as well as make investment for profit; (3) determine the fees for filing registration
: Million Baht) Consolidated Separate Y2017 + Increased /-Decreased Y2017 + Increased /-Decreased Brokerage fees income 592.30 (28.82) 592.30 (28.82) Fees and service income 38.75 (16.45) 38.75 (16.45