, Bangkok.The documents and evidence found at the site revealed that the company solicited the public to invest in gold futures by representing itself as a branch office of foreign broker, causing investors who

this case also revealed that there were weaknesses in UBS?s internal control and compliance systems which failed to detect the irregularities in this matter which had continued for over nine months. The

Bangkok, January 14, 2013 ? The SEC revealed four key strategies, highlighting six initiatives to be launched in 2013. Its strategic direction includes: reaching out in response to the needs of

Bangkok, December 1, 2014 ? The SEC revealed its 2015 strategic plan focusing on six key developments with the aim of enhancing the integrity and resiliency of Thai capital market, promoting the Thai

cause the payments from TUCC bank account, claiming to use for the payments of the said BF and ASC cheques.  The SEC findings revealed that some parts of the money withdrawn from TUCC bank account were

units of the mutual fund; (9) Additional particulars specified by the SEC Office to be disclosed by the mutual fund on a case by case basis. Clause 11 Frequently asked questions related to the mutual fund

contain any false statement or omit any fact that should have been expressly disclosed in material respects; (b) I hereby acknowledge and give my permission for use of the information disclosed in this

: President The Stock Exchange of Thailand Global Service Center Public Company Limited (“the Company”) would like to inform that the Company has already disclosed financial statements for the year ended 31

. This transaction must be approved by the Board of Directors and disclosed to the Stock Exchange of Thailand but need not approval by the General Shareholders Meeting.  Data from the financial statements

0.03% of NTA was equal to 0.71 million Baht and the 3% of NTA was equal to 70.89 million Baht. Therefore, the said connected transaction must be approved by the Board of Directors and disclosed the