as cryptocurrency and digital token. Additionally, the SEC board will be empowered to prescribe the list of digital assets that falls under the supervision (positively listed
warning to the client about material information which is likely to affect the client?s benefits was considered failure to perform the duties with responsibility and due care as market professionals under
, the aforementioned services constituted transactions conducted outside the digital asset exchange.Such services shall be deemed to be the operation of a digital asset dealer business under Section 3
digital asset dealer business under Section 3 of the Emergency Decree. However, Exmix carried out such activities without obtaining the required licenses, thereby violating Section 26 and being subject to
party serving as the trust manager under the trust instrument; “financial advisor” means a financial advisor in the list approved by the SEC Office; “registration statement” means the registration
shall have the qualification and shall not have prohibited characteristics under Section 24 of the Derivatives Act B.E. 2546 (2003) and the Notification of the Capital Market Supervisory Board concerning
Institutional Investor and High Net Worth Investor. “foreign collective investment scheme” means collective investment scheme established under foreign law. “unit” means securities in the category of shares of
undertaking derivatives business shall have the qualification and shall not have prohibited characteristics under Section 24 of the Derivatives Act B.E. 2546 (2003) and the Notification of the Capital Market