Management Name : Major General SURIYA PHALAKORNKUL | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 27/01/2017

Management Name : Major General SURIYA PHALAKORNKUL | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 20/02/2015

restriction; (6) in case of an offering of structured notes that requires the quota verification of underlying shares, the Company has been notified by the SEC Office of the confirmation of such underlying

? account to authorize securities transfers to the accounts of her related persons. In so doing, she filled in her own telephone number on the securities transfer form as the transaction confirmation number

then asked the client to transfer the subscription money into her own banking account without actually using the money to buy such shares for the client;    (2)  In July 2017, Nutnicha borrowed shares of

under Clause 21: (1) terms regarding the securities to be lent out and collateral shall include the following details: (a) the lender has to transfer the securities without preferential right or any

regarding the securities to be lent out and collateral shall include the following details: (a) the lender has to transfer the securities without preferential right or any encumbrance of others to the

financial transaction services to offset reduced income after the waiver of fees for funds transfer via digital channels. By the end of the fourth quarter, banks should be prepared for new rules and

.   Regarding the share transfer case, Auracha, then an invesment consultant at AEC, was found transfering shares in the client's trading account into her mother's account for her own benefits. Such share

negligent with regard to supervision of the company?s core work systems.   Regarding the share transfer case, Auracha, then an investment consultant at AEC, was found transfering shares in the client?s