due to (1) an increase in cash and cash equivalents of THB 151 million, (2) an increase in short-term investment from fixed deposit of subsidiaries of THB 90 million, and (3) an increase in trade and
employers? contribution in building up financial management skills of their employees and attaining sustainable knowledge transfer. Several research showed that most Thai people started saving too late with a
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), and the management team convened a meeting with the Thai Digital Asset Operators Trade Association
significantly in the past years. The above actions will boost six strategic moves set out in the strategic plan, comprising (1) attaining high regulatory standards on par with internationally accepted standards
Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
นายสุนทร บุญเนื่อง นายสุนทร บุญเนื่อง ในฐานะกรรมการของ Bill Trade Co.,Ltd. ซึ่งประกอบธุรกิจหลักทรัพย์ประเภทนายหน้าซื้อขายหลักทรัพย์โดยไม่ได้รับอนุญาต โดยเป็นผู้สั่งการหรือกระทำการของบริษัท จึงเข้า
Mr. Soonthorn Boonnueng Mr. Soonthorn Boonnueng as the Director responsible for the operation of Bill Trade Co.,Ltd operated securities brokerage businesses without proper licenses granted
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311