this case, the SEC?s probe found that Yongyuth and Vorapin had sold TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share price. They learnt of
SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO
and found noise trading risks in trading of securities on the SET. The finding suggested that non-fundamental factors highly influenced the SET Index; trading volumes, for instance. Whilst, the market
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
shares through Ziriwat?s securities trading account. Their actions were considered as taking an advantage over other investors due to their use of non-public information on Pulto LNG Project value where
relevant to its core or non-core businesses upon conditions that they have an apparent outsourcing policy, measures, criteria, and service provider control system. Outsourcing however does not discharge
สุจริตกุล เลขาธิการ ก.ล.ต. เปิดเผยว่า ?คณะกรรมการกำกับตลาดทุน มีมติเห็นชอบการปรับปรุงหลักเกณฑ์เกี่ยวกับคุณสมบัติของบริษัทนอกตลาดหลักทรัพย์ (non-listed company) ที่จะยื่นคำขออนุญาตเสนอขายหลักทรัพย์ที่ออก
based on the company positive non-public information material to {X1} share price. It was the information on merger of {X1} with {X2} Plc. by means of entire business transfer during 2010-2011. The merger
: Approval of Auditors in the Capital Market, dated 23 September 2010. The clause stipulates: “lack of professional ethics or violation of or non-compliance with the regulations under the Law on Accounting
ที่ตอบ: 30/01/2558 คำถาม: กรณีบริษัท non-listed ออกหุ้นกู้แบบ PO เสนอขายเสร็จแล้ว ต่อมามีการ restated งบการเงิน (เช่น เปลี่ยนแปลงนโยบายการบัญชีแล้ว