in one place. Consequently, the SEC will cease the calculation and disclosure of Turnover List on the SEC website. The last calculation date is July 10, 2015. The SEC has cooperated with the
. Clause 7/1. A securities company shall be a member of Thai Bond Market Association. The provision under the first paragraph shall not apply to the case where securities company cease the business as debt
Market Association. The provision under the first paragraph shall not apply to the case where securities company cease the business as debt securities dealing or cease to execute debt securities dealing
to the case where securities company cease the business as debt securities dealing or cease to execute debt securities dealing transactions provided that the securities company had notified to the
) cease to be the manager of the management company or any equivalent position called otherwise who take the highest responsibility in the line of work relating to capital markets if such person obtain an
qualified to be fund manager if such approved person has the following characteristics: (1) cease to be the manager of the management company or any equivalent position called otherwise who take the highest
Sales results of the foreign CIS units that have been offered in Thailand : Balance at the end of the previous calendar year on 31 December 20________ ……..…………………… units Subscription
Ecosystem Concept for the Thai capital market. These objectives emphasize the capital market development under five principles: (1) Fully digital processes from end to end, (2) Encouraging competition to
Bangkok, July 23, 2015 ? The SEC has announced organizational restructuring to be more responsive to needs of each stakeholder group. By adopting an ?end-to-end? approach, the restructuring will
- Translation - MPIC 002/2018 February 14, 2018 Subject: Submit the Year End Financial Statement ended December 31, 2017 and clarification for the change of operating result more than 20% Attention