Commission No. Kor Thor. 14/2567 Re: Determination of Characteristics of Financial Services of Entities Who Have Been Approved to Participate in the Testing and Innovation Development Project to Support
an open-ended mutual fund that must focus the majority of its investments in sustainable assets issued by public sector entities or businesses established under Thai law. The SEC supports this
, juristic entities or products whether they are approved or licensed by the SEC to prevent the public from falling victim to various investment scams. The SEC Check First has received the 2022 Public Sector
responsibilities of the SEC and related authorities: prescribing powers and responsibilities of the Minister of Finance, the SEC Board, the Capital Market Supervisory Board, and the SEC Office. These entities are
entities allegedly solicited the public to invest or use their services at their booths during a FinTech exhibition at a hotel. In this regard, the SEC coordinated with the venue owner and the event
the company had made investments in the LEONI Kabel GmbH and LEONIsche Holding Inc., even though the investments in those entities were not fully completed and it appeared later that after STARK had
conditions must be put in place. “This regulatory amendment will open up opportunities for interested entities to set up and manage a high yield bond more flexibly within a permissible scope. Once
soliciting entities are legally licensed or registered to provide services in the capital market at www.sec.or.th under the topic SEC Check First and SEC Check First mobile application. For inquiries or
of by unfair business operations. However, other types of risks are also present, such as business risks of entities and the risk due to volatile prices of digital assets.Lastly, “Knowing SEC’s
, including foreign digital asset business operators, were soliciting the public to make investments with, or use services of, such unlicensed entities at a financial technology exhibition held at a shopping