product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary . Clause 8 In case of providing services to clients who are subject to the
product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary. Clause 8 In case of providing services to clients who are subject to the
type of license granted to the intermediary ; (2) To arrange for clients to access the information prepared by the foreign intermediary or the issuer or the offeror of such product in support of their
information prepared by the foreign intermediary or the issuer or the offeror of such product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary
supervision amounted to 13.4 million accounts, 5% more than last year. Personal loan receivable was 383,278 million baht, with the growth of 8% from the same period last year. In the fiscal year ended February
form and enclosed all relevant documents in support of this application. Part A: Hong Kong Covered Fund Information 1) Name of Hong Kong Covered Fund: __________________________________________ Class (if
our intention to offer the Hong Kong Covered Fund to the public in Thailand. In this regard, I/we have completed the application form and enclosed all relevant documents in support of this application
Offering (ICO) is an example of the application of new technology that has exciting potential to support fundraising needs for tech startups and social enterprises. 1.2 ICO refers to a digital way of raising
) Provide an effective operating system to support the operation in accordance with the standard of the Association concerning with the supervision in securities trade of management company’s staff; (2