underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of
statements and conditions, having positive attitude towards listed company visit and encouraging the company to be aware of importance of information disclosure. TIA was also advised to set up efficient system
position. Handbook or operating guideline for staff must be prepared and up-to-date. 3. The personnel must perform their duties in accordance with the law and relevant rules and regulations including code of
fund managers. 2. Job description must be prescribed in details and demonstrate the duties of each position. Handbook or operating guideline for staff must be prepared and up-to- date. 3. The personnel
the accurate preparation of financial statements. This will facilitate the executives of listed companies in applying financial information for business decision-making in a prompt and accurate
select appropriate products for an investor and to monitor and rebalance the portfolio on a constant basis. The rules having been issued are to facilitate the prompt provision of the wealth advice
for the same period of last year. The details are as follows: - The revenue from sales and service amounted to Baht 121.32 million, up by Baht 14.39 million or 13.46 % compared to the same period of
negotiate, enter into, sign and amend the Share Purchase Agreement, other arrangements, contracts and documents relating to the Investment Disposal Transaction, and to set out rules, conditions and other
, sign and amend the Share Purchase Agreement, other arrangements, contracts and documents relating to the Investment Disposal Transaction, and to set out rules, conditions and other details necessary for